Report a Certified Financial Consultant

The Foundation for Financial Education has developed a disciplinary process for Certified Financial Consultants to ensure: 

Education

Delivery of the Highest Standard for Financial Education

Protection

Protection for the Public from Financial Misinformation

Fiduciary

Guidance through Education not Sales Pitches

Integrity

Maintenance of Appropriate Records to Support Recommendations

If you would like to express a complaint, please click the button on the bottom of the page. 

Methodology

Please report your complaint in as much detail as possible. The Foundation for Financial Education will request additional information if needed and may request a personal interview if it appears necessary. Please be assured that your grievance will be investigated vigorously and impartially.

The Foundation for Financial Education investigates all complaints and will determine whether allegations are justified and whether the conduct warrants disciplinary action.

Disciplinary Process

  • Retraining and retesting to ensure highest level of service
  • Removal of Designation and association with nonprofit
  • Other appropriate discipline

Submit Complaint

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